No Rendering of Advice
Montz Harcus Wealth Management LLC (“MHWM”) is a Registered Investment Advisor registered with the Securities and Exchange Commission (“SEC”) and notice filed in the states where the Advisor either has an office or the de minimis number of clients. MHWM provides asset management and related services for clients nationally. MHWM will file and maintain all applicable licenses and notice filings as required by the state securities regulators and/or the SEC as applicable. MHWM renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This website is intended to provide general information about MHWM. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to include information about our investment philosophy, our strategies and to be able to contact us for further information. Presentation of the information via the Internet is not intended to create, and receipt does not constitute, a client relationship. Internet subscribers, users and online readers are advised not to act upon this information without seeking the service of a professional accountant, attorney and/or financial advisor.
Any U.S. federal tax advice contained in this website is not intended to be used for the purpose of avoiding penalties under U.S. federal tax law. Clients should seek the advice of an accountant or Certified Public Accountant (CPA).
Accuracy of Information
While we use reasonable efforts to furnish accurate and up-to-date information, we do not warrant that any information contained in or made available through this website is accurate, complete, reliable, current or error-free.
Disclaimer of Warranties and Limitations of Liability
This website is provided on an “as is” and “as available” basis. Use of this website is at your own risk. We and our suppliers disclaim all warranties.
Links to Third Party Websites
For your convenience, this website may contain hyperlinks to websites and servers maintained by third parties. We do not control, evaluate, endorse or guarantee content found in those sites. We do not assume any responsibility or liability for the actions, products, services and content of these sites or the parties that operate them. Your use of such sites is entirely at your own risk.
Brochure and Brochure Supplement
MHWM will provide all prospective clients with a copy of our current prior to commencing an Advisory relationship. Existing clients will receive a copy of these documents on an annual basis.
If you have any questions regarding Compliance and Regulatory information, please Contact Us.
Registered Representatives of Purshe Kaplan Sterling Investments (“PKS”)
Some Investment Advisor Representatives of MHWM are also dually licensed and registered as Registered Representatives of a FINRA registered broker-dealer, Purshe Kaplan Sterling Investments (“PKS”) headquartered at 18 Corporate Woods Blvd, Albany, NY 12211. MHWM and Purshe Kaplan Sterling Investments are not affiliated entities. In their capacity as Registered Representatives, individuals of the firm are available to purchase securities for clients through Purshe Kaplan Sterling Investments and receive commissions as a result of the purchase of a product. Clients always have the right to decide from whom to purchase securities and what broker-dealer firm to use. For more information about the Registered Representatives and the broker-dealer, here is a link for more information: BrokerCheck.org. Securities products are currently limited to residents of LA, MS, NY, OH, OR, TN, TX, WY.
“This is not an offer of securities in any jurisdiction, nor is it specifically directed to a resident of any jurisdiction. As with any security, request a prospectus from your Registered Representative. Read it carefully before you invest or send money.”
Affiliated Entity – Montz Harcus Wealth Management
MHWM is affiliated with Physicians Resource Group, an entity that offers tax services and insurance products to clients. Clients are not required to use the tax services or purchase insurance products offered from Physicians Resource Group. Clients always have the right to decide from whom to purchase tax services or insurance products. Additional insurance products and tax services may be available through Physicians Resource Group that are not offered through MHWM or PKS.
Securities and investment advisory services are offered through Montz Harcus Wealth Management, LLC (MHWM) with securities cleared through TD Ameritrade Institutional. Securities also offered through Purshe Kaplan Sterling Investments, member FINRA/SIPC, headquartered at 80 State St., Albany, NY 12207. Tax and Insurance services provided by Physicians Resource Group. Purshe Kaplan Sterling Investments is not affiliated with Montz Harcus Wealth Management or Physicians Resource Group.
TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade, Montz Harcus Wealth Management and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.
MHWM and PRG are affiliated companies. Additional products and services may be available through Physicians Resource Group that are not offered through MHWM or PKS. This is not an offer of securities in any jurisdiction, nor is it specifically directed to a resident of any jurisdiction. As with any security, request a prospectus from your Registered Representative. Read it carefully before you invest or send money. Visit disclosure page.